Transfer Agent

Our regulations and transfer agency services include the following, which can also be provided as stand-alone services:

• Issuance, transfer, switch and redemption of shares on each dealing day on a per-share and fund-wide basis
• Issuance of share certificates if required to do so by the Directors, and maintenance of on-going records of same
• Maintenance of the Register of Holders of the fund’s shares
• All initial and on-going communication with shareholders
• Communication of all dealing to the Investment Manager, Directors and other principal parties to the fund
• Marketer, distributor and/or intermediary maintenance, including fee record keeping, reporting and physical payments
• Other miscellaneous reporting as desired
• Facilitation of correspondence dissemination (e.g. financial statement etc.)
• Arranging for the distribution of dividends, or other distributions which may be declared by the Directors and paid by the fund
• Maintenance of a record of dividend mandates
• Maintenance of shareholder documentation to ensure compliance with all relevant regulatory bodies and make certain that all statutory requirements are met in respect of anti-money laundering procedures and document retention requirements